SAQA All qualifications and part qualifications registered on the National Qualifications Framework are public property. Thus the only payment that can be made for them is for service and reproduction. It is illegal to sell this material for profit. If the material is reproduced or quoted, the South African Qualifications Authority (SAQA) should be acknowledged as the source.
SOUTH AFRICAN QUALIFICATIONS AUTHORITY 
REGISTERED UNIT STANDARD: 

Apply principles of risk management 
SAQA US ID UNIT STANDARD TITLE
120303  Apply principles of risk management 
ORIGINATOR
SGB Administration 
PRIMARY OR DELEGATED QUALITY ASSURANCE FUNCTIONARY
-  
FIELD SUBFIELD
Field 03 - Business, Commerce and Management Studies Public Administration 
ABET BAND UNIT STANDARD TYPE PRE-2009 NQF LEVEL NQF LEVEL CREDITS
Undefined  Regular-Fundamental  Level 5  Level TBA: Pre-2009 was L5 
REGISTRATION STATUS REGISTRATION START DATE REGISTRATION END DATE SAQA DECISION NUMBER
Reregistered  2018-07-01  2023-06-30  SAQA 06120/18 
LAST DATE FOR ENROLMENT LAST DATE FOR ACHIEVEMENT
2024-06-30   2027-06-30  

In all of the tables in this document, both the pre-2009 NQF Level and the NQF Level is shown. In the text (purpose statements, qualification rules, etc), any references to NQF Levels are to the pre-2009 levels unless specifically stated otherwise.  

This unit standard does not replace any other unit standard and is not replaced by any other unit standard. 

PURPOSE OF THE UNIT STANDARD 
This Unit Standard will be useful to learners who are elected political leaders and public sector officials involved with the service delivery activities that require the use of public assets to render services to the communities. It will also be useful to South Africa's public officials and political executives, strategic executive managers and other role-players. This Unit Standard enables the learner to apply the core concepts of risk management and inform policy decision and strategic decision-making processes about the importance of risk management in any sector.

The qualifying learner is capable of:
  • Explaining risk management in the public sector.
  • Analyse potential risks and the impact thereof on the specific sector.
  • Developing and implementing risk management procedures.
  • Monitoring and assessing risk management procedures. 

  • LEARNING ASSUMED TO BE IN PLACE AND RECOGNITION OF PRIOR LEARNING 
    It is assumed that the Learners are competent in:
  • Communication at NQF Level 4.
  • Mathematical Literacy at NQF Level 4.

    It is recommended that learners are competent in Economics at NQF Level 4. 

  • UNIT STANDARD RANGE 
    N/A 

    Specific Outcomes and Assessment Criteria: 

    SPECIFIC OUTCOME 1 
    Explain risk management. 

    ASSESSMENT CRITERIA
     

    ASSESSMENT CRITERION 1 
    The importance of risk management is explained with reference to institutions that have failed because of poor risk management. 

    ASSESSMENT CRITERION 2 
    The role of risk management in good governance is explained with examples. 

    ASSESSMENT CRITERION 3 
    The legislation relevant to a risk management in the South African context is interpreted with examples. 

    ASSESSMENT CRITERION 4 
    Case studies are analysed to determine how typical risk scenarios have affected a specific sector in the past. 

    SPECIFIC OUTCOME 2 
    Analyse potential risks and the impact thereof on the specific sector. 

    ASSESSMENT CRITERIA
     

    ASSESSMENT CRITERION 1 
    Different types of risks are identified and reasons are provided as to why these risks need to be managed. 

    ASSESSMENT CRITERION 2 
    The various systems for categorising and prioritising risk are analysed as they apply to the public sector context. 

    ASSESSMENT CRITERION 3 
    Threats to the risk management within the public sector are identified and evaluated in terms of the degree of threat they pose. 

    SPECIFIC OUTCOME 3 
    Develop and implement risk management procedures. 

    ASSESSMENT CRITERIA
     

    ASSESSMENT CRITERION 1 
    Risk management procedures are designed in accordance with specific sector legislation and codes of conduct. 

    ASSESSMENT CRITERION 2 
    Roles, responsibilities and accountabilities are described and aligned to risk management procedures. 

    ASSESSMENT CRITERION 3 
    Measures for determining efficacy of risk management procedures are designed and implemented according to specifc sector legislation and risk management policies. 

    ASSESSMENT CRITERION 4 
    Reporting procedures for risk management and risk situations are outlined and implemented according to legislation and policies. 

    SPECIFIC OUTCOME 4 
    Monitor and assess risk management procedures. 

    ASSESSMENT CRITERIA
     

    ASSESSMENT CRITERION 1 
    The efficacy of risk management procedures are measured on an ongoing basis. 

    ASSESSMENT CRITERION 2 
    Problem areas are identified and plans outlined to address these proactively. 

    ASSESSMENT CRITERION 3 
    Procedures are revised according to revised risk management needs. 

    ASSESSMENT CRITERION 4 
    All changes are documented and incorporated into procedures. 


    UNIT STANDARD ACCREDITATION AND MODERATION OPTIONS 
  • Any individual wishing to be assessed (including through RPL) against this unit standard may apply to an assessment agency, assessor or provider institution accredited by the relevant ETQA, or an ETQA that has a Memorandum of Understanding with the relevant ETQA.
  • Anyone assessing a learner against this unit standard must be registered as an assessor with the relevant ETQA, or an ETQA that has a Memorandum of Understanding with the relevant ETQA.
  • Any institution offering learning that will enable achievement of this unit standard or assessing this unit standard must be accredited as a provider with the relevant ETQA, or an ETQA that has a Memorandum of Understanding with the relevant ETQA.
  • Moderation of assessment will be conducted by the relevant ETQA at its discretion. 

  • UNIT STANDARD ESSENTIAL EMBEDDED KNOWLEDGE 
    The learner must demonstrate an understanding of:
  • Public sector legislation and policies pertaining to risk managemenet.
  • National, provincial and local government processes and structures.
  • Risk management.
  • Procedure formulation. 

  • UNIT STANDARD DEVELOPMENTAL OUTCOME 
    N/A 

    UNIT STANDARD LINKAGES 
    N/A 


    Critical Cross-field Outcomes (CCFO): 

    UNIT STANDARD CCFO IDENTIFYING 
    Identify and solve problems using critical and creative thinking processes to determine risk management requirements within the public sector context. 

    UNIT STANDARD CCFO WORKING 
    Work effectively with others as a member of a team, group, organisation or community in order to determine risks, potential risk and risk management procedures. 

    UNIT STANDARD CCFO ORGANISING 
    Organise and manage oneself and one's activities responsibly and effectively in order to manage risk proactively. 

    UNIT STANDARD CCFO COLLECTING 
    Collect, analyse, organise and critically evaluate information to effectively research all possible risk scenarios pertaining to the public sector. 

    UNIT STANDARD CCFO COMMUNICATING 
    Communicate effectively using visual, mathematical and/or language skills in the modes of oral and/or written persuasion to advise others on risk management procedures. 

    UNIT STANDARD CCFO SCIENCE 
    Use science and technology effectively and critically, showing responsibility to the environment and health of others and use appropriate computer software to design, implement, monitor and report on risk management processes. 

    UNIT STANDARD CCFO DEMONSTRATING 
    Demonstrate an understanding of the world as a set of interrelated systems by recognising that risk management issues within the public sector problem-solving contexts do not exist in isolation and that a variety of factors can pose a risk to public sector management. 

    UNIT STANDARD CCFO CONTRIBUTING 
    Participate as responsible citizens in the life of local, national and global communities by acting as custodian of effective risk management processes. 

    UNIT STANDARD ASSESSOR CRITERIA 
    N/A 

    REREGISTRATION HISTORY 
    As per the SAQA Board decision/s at that time, this unit standard was Reregistered in 2012; 2015. 

    UNIT STANDARD NOTES 
    Articulation Possibilities:

    This Unit Standard will enable a learner to articulate to other qualifications in Financial Management, Financial Services, Business Administration, Public Finance Management and Administration, Municipal Finance Management and Administration, Generic Management. 

    QUALIFICATIONS UTILISING THIS UNIT STANDARD: 
      ID QUALIFICATION TITLE PRE-2009 NQF LEVEL NQF LEVEL STATUS END DATE PRIMARY OR DELEGATED QA FUNCTIONARY
    Core  66869   National Certificate: Home Affairs Services  Level 5  Level TBA: Pre-2009 was L5  Reregistered  2023-06-30  PSETA 
    Core  50060   National Certificate: Public Administration  Level 5  Level TBA: Pre-2009 was L5  Reregistered  2023-06-30  PSETA 
    Core  80047   National Certificate: Road Safety Development  Level 5  NQF Level 05  Reregistered  2023-06-30  SAS SETA 
    Core  64670   National Certificate: Public Financial Oversight and Accountability  Level 6  Level TBA: Pre-2009 was L6  Reregistered  2023-06-30  PSETA 
    Elective  50081   Further Education and Training Certificate: Leadership Development  Level 4  NQF Level 04  Reregistered  2023-06-30  LG SETA 
    Elective  66389   Higher Certificate: Diagnostic and Procedural Coding  Level 5  NQF Level 05  Reregistered  2023-06-30  HW SETA 
    Elective  58696   National Certificate: Close Protection  Level 5  Level TBA: Pre-2009 was L5  Reregistered  2023-06-30  SAS SETA 
    Elective  58883   National Certificate: Fluid Power  Level 5  Level TBA: Pre-2009 was L5  Reregistered  2023-06-30  MERSETA 
    Elective  59201   National Certificate: Generic Management  Level 5  Level TBA: Pre-2009 was L5  Reregistered  2023-06-30  As per Learning Programmes recorded against this Qual 
    Elective  60549   National Diploma: Aeronautical Information Management Practice  Level 5  NQF Level 05  Passed the End Date -
    Status was "Reregistered" 
    2016-12-31  TETA 
    Elective  66109   National Diploma: Aircraft Performance Engineering  Level 6  NQF Level 06  Passed the End Date -
    Status was "Reregistered" 
    2016-12-31  TETA 


    PROVIDERS CURRENTLY ACCREDITED TO OFFER THIS UNIT STANDARD: 
    This information shows the current accreditations (i.e. those not past their accreditation end dates), and is the most complete record available to SAQA as of today. Some Primary or Delegated Quality Assurance Functionaries have a lag in their recording systems for provider accreditation, in turn leading to a lag in notifying SAQA of all the providers that they have accredited to offer qualifications and unit standards, as well as any extensions to accreditation end dates. The relevant Primary or Delegated Quality Assurance Functionary should be notified if a record appears to be missing from here.
     
    1. ABA Sebenzi 
    2. Acrodia Investments 
    3. AfroXpert Performance Developement cc 
    4. Akhona Skills Fountain and Trading 
    5. All Access Holdings 
    6. Amabamba Recruitment 
    7. Amadube Investments CC 
    8. Amaqamu Project Management &Consulting 
    9. Asiphokuhle Training and Research Institute 
    10. AUBREY NYIKO BUSINESS ENTERPRISES 
    11. AVAX SA 481 CC. T/A Mandisa Development Services 
    12. Batho Fela Ordinary People 
    13. Better Best Skills Development 
    14. Boland College Head Office 
    15. Break The Chains Development Services 
    16. Capricorn FET College - Polokwane Campus 
    17. CHAMELEON PERFORMANCE IMPROVERS CC 
    18. Classic Human Capital Solutions 
    19. Continuing Education Programme 
    20. CTC College(PTY) LTD. 
    21. Dean Institute Of Learning (Pty) Ltd 
    22. Dee's Training (PTY) LTD 
    23. Ditirelo Skills Development Services 
    24. E-Login Business Institute (Pty) Ltd 
    25. Edutel Public Service Company 
    26. EKHURHULENI SHOOTING AND TRAINING ACADEMY 
    27. Elangeni College for FET - Inanda Campus 
    28. Elective Training Institute Enterprise CC 
    29. Extribyte (Pty) Ltd 
    30. Fire Protection Association of Southern Africa 
    31. Free State Training and Development Institute 
    32. Frugatrax Consultants 
    33. GATYANA TRAINING ACADEMY 
    34. Globalwise Training & Consulting (PTY) Ltd. 
    35. Goitsikitso Enterprise Trading 
    36. Goldfields FET College - Tosa Campus 
    37. Harvitex cc 
    38. HDPSA GROUP (PTY) LTD 
    39. IQ Skills Academy (PTY) LTD. 
    40. Jeppe College of Commerce and Computer Studies 
    41. Jobafrik Consulting 
    42. K Shabangu FET College 
    43. KAGISHO BUSINESS CONCEPTS (Pty) LTD 
    44. KALIDEEN MANAGEMENT SERVICES 
    45. Kamanga Skills Projects 
    46. Kernel Management and Consulting (PTY) LTD. 
    47. Kgolo Institute 
    48. Khoali Education, Training and development consultants 
    49. KHOSITHI TRAINING 
    50. KMS COLLEGE 
    51. KOKANO PROJECTS PTY LTD 
    52. Lagnita Skills Solutions 
    53. LEMARK TRAINING & DEVELOPMENT 
    54. Lephalale FET College - Modimolle Campus 
    55. Letlhogela Business Consulting Pty Ltd 
    56. Lewerb Holdings (PTY) Ltd 
    57. Makavila Suppliers CC. 
    58. Management College of Southern Africa (MANCOSA) 
    59. Mangalani Business Enterprises 
    60. Maqhawe College 
    61. Miczo's Enterprise 
    62. Mission Point Consulting 
    63. Mmalethabo Consulting 
    64. Modern Technical College FET 
    65. Mokaba Manayementano Maintenance Consultants cc 
    66. Mortarboard Training Solutions 
    67. Motheo FET College - Bloemfontein Campus 
    68. Mowils Consultants 
    69. Mtk Corporation Solutions 
    70. Mvelaphanda Technologies 
    71. Networx for Career Development 
    72. Nhlahle Development Agency 
    73. NJ & L Trading Enterprise CC. 
    74. NS Global Academy 
    75. NSA MultiServicers cc T/A Riverport SHE Training Academy (GONUBIE) (TP) 
    76. Pioneer Business Consulting 
    77. Power Rush Trading 170 CC. 
    78. Pro-Active Public Services College (Pty) Ltd 
    79. Pro-African College (PTY) LTD 
    80. PRODIGY BUSINESS SERVICES (PTY) LTD 
    81. Pudi's Educational Services And Youth Development 
    82. Quick Leap Investment 
    83. RAMAZWI SECURITY SERVICES CC 
    84. Reflections Development Institute 
    85. Regen Institute of Leadership and Management Education 
    86. Regenesys School of Public Management 
    87. Saint Colonel Graduate Institute (PTY) Ltd 
    88. SAMDI 
    89. SIMS KHULA TRAINING SKILLS DEVELOPMENT 
    90. SIYANQOBA SEMINARS 
    91. SIZA NESU TRAINING AND DEVELOPMENT 
    92. Sizanesu Consulting 
    93. Talent Emporium Academy (PTY) Ltd 
    94. Tankimo Trading (Pty) Ltd 
    95. The Crimson CO CC. 
    96. The Department of Home Affairs Learning Centre 
    97. The People Architects 
    98. TIPP SOLUTIONS CC 
    99. Tloumogale Business Development & Consulting 
    100. Tradesman Consulting and Training Solutions 
    101. Trainyoucan 
    102. TSHIMAMO TRAINING & DEVELOPMENT CENTRE 
    103. Tshwane Training Institute (PTY) LTD. 
    104. Ukhozi Consulting Cleaning Services 
    105. Umfolozi FET College 
    106. Umfolozi FET College - Central Office 
    107. Umgungundlovu FET College 
    108. University of Fort Hare 
    109. V HERRMANNSEN AND ASSOCIATES CC 
    110. Vhembe FET College - Central Office 
    111. Vicmat Consultants 
    112. VUSHENI LEARNING ACADEMY 
    113. Waterberg FET College - Central Office 
    114. Ya Hina Management Consulting and projects 



    All qualifications and part qualifications registered on the National Qualifications Framework are public property. Thus the only payment that can be made for them is for service and reproduction. It is illegal to sell this material for profit. If the material is reproduced or quoted, the South African Qualifications Authority (SAQA) should be acknowledged as the source.